SEC Form 4 · accession 0001209191-16-121260
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Leblanc
Officer — Chief Financial Officer
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 6,250 | $0.00 | A | 179,271 | D | |
| Common Stock | May 16, 2016 | M | 7,500 | $0.00 | A | 186,771 | D | |
| Common Stock | May 16, 2016 | F | 9,354 | $3.79 | D | 177,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 16, 2016 | M | 6,250 | D | — | — | Common Stock | 6,250 | 0 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | May 16, 2016 | M | 7,500 | D | — | — | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the contingent right to receive one share of JIVE common stock.
- F2The RSUs vested in four equal annual installments that began on May 16, 2013.
- F3The RSUs vest in four equal annual installments beginning May 16, 2014, with the exception of 2015, when such units vested on May 18.