SEC Form 4 · accession 0001209191-15-083190
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Tucker
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 1, 2015 | S | 12,494 | $5.003 | D | 5,767,366 | I | See Footnote |
| Common StockF3 | Dec 2, 2015 | S | 3,300 | $5.00 | D | 5,764,066 | I | See Footnote |
| Common Stock | holding | — | — | — | 2,809 | D | ||
| Common StockF4 | holding | — | — | — | 475,805 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2015.
- F2This is the weighted average sale price of the shares sold, which ranged from $5.00 to $5.03 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares held directly by Matthew Tucker, as Trustee of the Matthew Tucker Trust under agreement dated May 26, 2011 (the "Living Trust") for which the Reporting Person serves as trustee. The Reporting Person retains sole voting and dispositive power with respect to the shares held by the Living Trust.
- F4Shares held directly by The Tucker Family 2011 Irrevocable Trust DTD 6/1/2011, under which the Reporting Person is a beneficiary.