SEC Form 4 · accession 0001209191-15-080030
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Zingale
Director · Other
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 12, 2015 | S | 28,500 | $5.104 | D | 456,066 | D | |
| Common StockF3 | Nov 13, 2015 | S | 28,500 | $4.904 | D | 427,566 | D | |
| Common StockF4 | holding | — | — | — | 100,000 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 220,000 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 2,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2015, as amended on August 7, 2015.
- F2This is the weighted average sale price of the shares sold, which ranged from $5.03 to $5.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This is the weighted average sale price of the shares sold, which ranged from $4.87 to $4.99 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares held by The Zingale Living Trust Dated 3-6-97, for which the Reporting Person serves as a co-trustee and of which the Reporting Person is one of the beneficiaries.
- F5Shares held by The 2012 Zingale CRUT U/A DTD 12-17-12 (the "CRUT"), for which the Reporting Person serves as a co-trustee and of which the Reporting Person is one of the beneficiaries. The Reporting Person continues to report beneficial ownership of all the JIVE common stock shares held by the CRUT, but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F6Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person serves as a co-trustee.