SEC Form 4 · accession 0001209191-15-075445
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Zingale
Director · Other
Period of report
Oct 12, 2015
Accepted (ET)
Oct 14, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 12, 2015 | S | 31,749 | $4.925 | D | 632,740 | D | |
| Common StockF3 | Oct 13, 2015 | S | 32,629 | $4.923 | D | 600,111 | D | |
| Common StockF4 | Oct 14, 2015 | S | 30,045 | $4.801 | D | 570,066 | D | |
| Common StockF5 | holding | — | — | — | 100,000 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 220,000 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 2,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2015.
- F2This is the weighted average sale price of the shares sold, which ranged from $4.89 to $4.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This is the weighted average sale price of the shares sold, which ranged from $4.87 to $4.97 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4This is the weighted average sale price of the shares sold, which ranged from $4.77 to $4.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares held by The Zingale Living Trust Dated 3-6-97, for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries.
- F6Shares held by The 2012 Zingale CRUT U/A DTD 12-17-12 (the "CRUT"), for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries. The Reporting Person continues to report beneficial ownership of all the JIVE common stock shares held by the CRUT, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
- F7Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person and his wife serve as trustees.