SEC Form 4 · accession 0001209191-15-066574
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Zingale
Director · Other
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | F | 6,263 | $4.11 | D | 970,066 | D | |
| Common StockF1 | holding | — | — | — | 100,000 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 220,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 2,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by The Zingale Living Trust Dated 3-6-97, for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries.
- F2Shares held by The 2012 Zingale CRUT U/A DTD 12-17-12 (the "CRUT"), for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries. The Reporting Person continues to report beneficial ownership of all the JIVE common stock shares held by the CRUT, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
- F3Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person and his wife serve as trustees.