SEC Form 4 · accession 0001209191-15-046349
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Lanfri
Director
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2015 | A | 42,629 | $0.00 | A | 86,985 | D | |
| Common StockF3 | holding | — | — | — | 581,058 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent restricted stock units which vest in four equal quarterly installments, on August 21, 2015, November 20, 2015, February 22, 2016 and May 20, 2016. Each restricted stock unit represents the contingent right to receive one share of JIVE common stock.
- F2This number reflects the Reporting Person's voluntary forfeiture of restricted stock units that were reported in his last Form 4.
- F3Shares held by William A. Lanfri TR UA 07/09/13 Oakview Trust (the "Living Trust"). The Reporting Person serves as trustee of the Living Trust and therefore is deemed to have voting power and investment control over the shares held by this entity.