SEC Form 4 · accession 0001209191-15-046112
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Zingale
Director · Other
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 20, 2015 | S | 25,000 | $5.761 | D | 1,713,895 | D | |
| Common StockF3 | May 21, 2015 | S | 10,000 | $5.83 | D | 1,703,895 | D | |
| Common StockF4 | holding | — | — | — | 100,000 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 220,000 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 2,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transactions represent sales by the Reporting Person related to a marital property settlement.
- F2This is the weighted average sale price of the shares sold, which ranged from $5.75 to $5.79 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This is the weighted average sale price of the shares sold, which ranged from $5.80 to $5.861 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares held by The Zingale Living Trust Dated 3-6-97, for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries.
- F5Shares held by The 2012 Zingale CRUT U/A DTD 12-17-12 (the "CRUT"), for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries. The Reporting Person continues to report beneficial ownership of all the JIVE common stock shares held by the CRUT, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
- F6Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person and his wife serve as trustees.