SEC Form 4 · accession 0001209191-15-045092
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Tucker
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 2,500 | $0.00 | A | 3,903 | D | |
| Common Stock | May 18, 2015 | F | 1,094 | $5.84 | D | 2,809 | D | |
| Common StockF1 | holding | — | — | — | 5,845,460 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 475,805 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | May 18, 2015 | M | 2,500 | D | — | — | Common Stock | 2,500 | 5,000 | D |
Explanation of responses
- F1Shares held directly by Matthew Tucker, as Trustee of the Matthew Tucker Trust under agreement dated May 26, 2011 (the "Living Trust") for which the Reporting Person serves as trustee. The Reporting Person retains sole voting and dispositive power with respect to the shares held by the Living Trust.
- F2Shares held directly by The Tucker Family 2011 Irrevocable Trust DTD 6/1/2011, under which the Reporting Person is a beneficiary.
- F3Each restricted stock unit ("RSU") represents the contingent right to receive one share of JIVE common stock.
- F4The RSUs vest in four equal annual installments beginning May 16, 2014, with the exception of 2015, when such units vested on May 18.