SEC Form 4 · accession 0001209191-15-045091
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Zingale
Director · Other
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 28,125 | $0.00 | A | 1,744,023 | D | |
| Common Stock | May 18, 2015 | M | 18,750 | $0.00 | A | 1,762,773 | D | |
| Common Stock | May 18, 2015 | F | 23,878 | $5.84 | D | 1,738,895 | D | |
| Common StockF1 | holding | — | — | — | 100,000 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 220,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 2,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | May 18, 2015 | M | 28,125 | D | — | — | Common Stock | 28,125 | 28,125 | D |
| Restricted Stock UnitsF4,F6 | $0.00 | May 18, 2015 | M | 18,750 | D | — | — | Common Stock | 18,750 | 37,500 | D |
Explanation of responses
- F1Shares held by The Zingale Living Trust Dated 3-6-97, for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries.
- F2Shares held by The 2012 Zingale CRUT U/A DTD 12-17-12 (the "CRUT"), for which the Reporting Person and his wife serve as trustees and of which the Reporting Person and his wife are beneficiaries. The Reporting Person continues to report beneficial ownership of all the JIVE common stock shares held by the CRUT, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
- F3Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person and his wife serve as trustees.
- F4Each restricted stock unit ("RSU") represents the contingent right to receive one share of JIVE common stock.
- F5The RSUs vest in four equal annual installments beginning May 16, 2013, with the exception of 2015, when such units vested on May 18.
- F6The RSUs vest in four equal annual installments beginning May 16, 2014, with the exception of 2015, when such units vested on May 18.