SEC Form 4 · accession 0001209191-15-044407
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Leblanc
Officer — Chief Financial Officer
Period of report
May 16, 2015
Accepted (ET)
May 19, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2015 | F | 3,146 | $5.84 | D | 179,115 | D | |
| Common Stock | May 18, 2015 | M | 6,250 | $0.00 | A | 185,365 | D | |
| Common Stock | May 18, 2015 | M | 7,500 | $0.00 | A | 192,865 | D | |
| Common Stock | May 18, 2015 | F | 6,137 | $5.84 | D | 186,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 18, 2015 | M | 6,250 | D | — | — | Common Stock | 6,250 | 6,250 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | May 18, 2015 | M | 7,500 | D | — | — | Common Stock | 7,500 | 15,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the contingent right to receive one share of JIVE common stock.
- F2The RSUs vest in four equal annual installments beginning May 16, 2013, with the exception of 2015, when such units vested on May 18.
- F3The RSUs vest in four equal annual installments beginning May 16, 2014, with the exception of 2015, when such units vested on May 18.