SEC Form 4 · accession 0001209191-15-028787
Jive Software, Inc. · JIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Reilly
Director
Period of report
Aug 18, 2014
Accepted (ET)
Mar 24, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2014 | M | 1,274 | $0.00 | A | 32,343 | D | |
| Common Stock | Nov 16, 2014 | M | 1,274 | $0.00 | A | 33,617 | D | |
| Common Stock | Feb 16, 2015 | M | 1,274 | $0.00 | A | 34,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 18, 2014 | M | 1,274 | D | — | — | Common Stock | 1,274 | 8,915 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 16, 2014 | M | 1,274 | D | — | — | Common Stock | 1,274 | 7,641 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 16, 2015 | M | 1,274 | D | — | — | Common Stock | 1,274 | 6,367 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of JIVE common stock.
- F2The reported securities represent restricted stock units which vested as to 25% of the total on May 16, 2014, and the remaining 75% vests in equal amounts on August 18, 2014, November 16, 2014, February 16, 2015, May 18, 2015, August 17, 2015, November 19, 2015, February 16, 2016 and May 16, 2016.