SEC Form 4 · accession 0001609340-16-000003

ALTISOURCE PORTFOLIO SOLUTIONS S.A. · ASPS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Administration Officer

Period of report

Aug 19, 2016

Accepted (ET)

Aug 23, 2016 · 2:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001462418

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 19, 2016	M	50,000	$9.14	A	105,010	D
Common Stock^F2,F3	Aug 19, 2016	F	27,001	$31.20	D	78,009	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$9.14	Aug 19, 2016	M	12,917	D	Aug 10, 2009	Jul 14, 2018	Common Stock	12,917	193,751	D
Stock Options	$9.14	Aug 19, 2016	M	25,834	D	Dec 23, 2009	Jul 14, 2018	Common Stock	25,834	167,917	D
Stock Options	$9.14	Aug 19, 2016	M	11,249	D	Jun 15, 2010	Jul 14, 2018	Common Stock	11,249	156,668	D

F1Acquired by the exercise of options granted pursuant to an employee stock option award that expires on July 14, 2018.
F222,999 shares were acquired as a result of the exercise of 50,000 stock options awarded as part of the July 14, 2008 stock option grant that expires on July 14, 2018, of which 27,001 shares were foregone to pay for the exercise price and tax withholdings.
F3Includes 20,500 restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Wilcox has no voting rights with respect to these shares until they vest.