SEC Form 4 · accession 0001140361-16-073958
ALTISOURCE PORTFOLIO SOLUTIONS S.A. · ASPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omega Advisors Inc.
10% Owner
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2016 | P | 36,057 | $24.0303 | A | 439,354 | I | Omega Capital Partners L.P. |
| Common StockF2 | Jul 27, 2016 | P | 29,200 | $24.0303 | A | 244,987 | I | Omega Equity Investors L.P. |
| Common StockF1 | Jul 28, 2016 | P | 65,547 | $23.7847 | A | 504,901 | I | Omega Capital Partners L.P. |
| Common StockF2 | Jul 28, 2016 | P | 38,000 | $23.7847 | A | 282,987 | I | Omega Equity Investors L.P. |
| Common StockF3 | Jul 28, 2016 | P | 4,000 | $23.7847 | A | 189,535 | I | Omega Capital Investors L.P. |
| Common StockF4 | holding | — | — | — | 431,442 | I | Omega Overseas Partners, Ltd. | |
| Common StockF5 | holding | — | — | — | 460,000 | I | Omega Charitable Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2The securities are held in the account of Omega Equity Investors, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The securities are held in the account of Omega Capital Investors, L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The securities are held in the account of Omega Overseas Partners, Ltd., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F5The securities are held in the account of Omega Charitable Partners, an exempted limited partnership registered in the Cayman Islands over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.