SEC Form 4 · accession 0002142436-26-000004
Live Oak Bancshares, Inc. · LOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Diffley
Officer — Chief Accounting Officer
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 4:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001462120
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 17, 2026 | A | 4,620 | A | — | — | Voting Common Stock | 4,620 | 4,620 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
- F2The RSUs vest in five equal annual installments beginning on August 17, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.