SEC Form 4 · accession 0001209191-16-102874
Live Oak Bancshares, Inc. · LOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Lawrence Underwood
Officer — President · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001462120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Feb 25, 2016 | G | 50,000 | $0.00 | D | 1,000,010 | D | |
| Voting Common Stock | Feb 25, 2016 | G | 50,000 | $0.00 | A | 50,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household.