SEC Form 4 · accession 0001209191-17-014910
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Moore
Officer — Chief Commercial Officer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.15 | Feb 23, 2017 | A | 25,000 | A | — | Feb 22, 2027 | Common Stock | 25,000 | 25,000 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 23, 2017 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (Right to Buy)F4 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 36,363 | 36,363 | D |
| Employee Stock Option (Right to Buy)F5 | $12.79 | holding | — | — | — | — | Jan 1, 2024 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock Option (Right to Buy)F6 | $31.13 | holding | — | — | — | — | Dec 31, 2025 | Common Stock | 59,660 | 59,660 | D |
| Employee Stock Option (Right to Buy)F7 | $3.00 | holding | — | — | — | — | Jan 2, 2027 | Common Stock | 125,000 | 125,000 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 02/23/2017.
- F2Each restricted stock unit represents a contingent right to receive one share of Cempra, Inc. common stock.
- F3The restricted stock units vest in full on January 1, 2019, subject to continued employment, or upon termination without cause.
- F4The option vests on the following schedule: 1/48th of the shares shall vest at the end of each month over 48th months, beginning after 01/01/2015.
- F5The option vests according to the following schedule: 25,000 shares vested immediately on January 2, 2014 and 18,750 shares vest in one year annual installments, beginning January 2, 2015.
- F6The option vests on the following schedule: 1/48th of the shares shall vest at the end of each month over 48th months, beginning after January 1, 2016.
- F7The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 01/01/2017.