SEC Form 4 · accession 0001209191-17-014906
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Hahn
Officer — EVP and CFO
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.15 | Feb 23, 2017 | A | 25,000 | A | — | Feb 22, 2027 | Common Stock | 25,000 | 25,000 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 23, 2017 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (Right to Buy)F4 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,363 | 46,363 | D |
| Employee Stock Option (Right to Buy)F5 | $2.09 | holding | — | — | — | — | Feb 1, 2020 | Common Stock | 46,890 | 46,890 | D |
| Employee Stock Option (Right to Buy)F6 | $2.09 | holding | — | — | — | — | Jul 28, 2020 | Common Stock | 7,643 | 7,643 | D |
| Employee Stock Option (Right to Buy)F7 | $2.09 | holding | — | — | — | — | Dec 7, 2020 | Common Stock | 9,074 | 9,074 | D |
| Employee Stock Option (Right to Buy)F8 | $7.62 | holding | — | — | — | — | Mar 19, 2022 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (Right to Buy)F9 | $6.63 | holding | — | — | — | — | Jan 17, 2023 | Common Stock | 50,000 | 50,000 | D |
| Employee Stock Option (Right to Buy)F10 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (Right to Buy)F11 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 45,000 | 45,000 | D |
| Employee Stock Option (Right to Buy)F12 | $31.13 | holding | — | — | — | — | Dec 31, 2025 | Common Stock | 59,660 | 59,660 | D |
| Employee Stock Option (Right to Buy)F13 | $3.00 | holding | — | — | — | — | Jan 2, 2027 | Common Stock | 125,000 | 125,000 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 02/23/2017.
- F10The option vests according to the following schedule: 1/24th of the shares vest monthly at the end of each month over 24 months, beginning on the third anniversary of the Vesting Commencement Date of 01/01/2014.
- F11The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2014.
- F12The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 01/01/2016.
- F13The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 01/01/2017.
- F2Each restricted stock unit represents a contingent right to receive one share of Cempra, Inc. common stock.
- F3The restricted stock units vest in full on January 1, 2019, subject to continued employment, or upon termination without cause.
- F4The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 01/01/2015.
- F5The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over the course of 48 months, beginning 30 days after 09/25/09.
- F6The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over the course of 48 months, beginning 30 days after 04/26/10.
- F7The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over the course of 48 months, beginning 30 days after 12/08/10.
- F8The option vested in full on 03/20/13.
- F9The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/2013.