SEC Form 4 · accession 0001209191-17-000499
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Gill
Director
Period of report
Jan 3, 2016
Accepted (ET)
Jan 4, 2017 · 7:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | P | 5,000 | $2.944 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F2 | $7.55 | holding | — | — | — | — | Apr 1, 2022 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy)F3 | $6.79 | holding | — | — | — | — | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F4 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F5 | $31.13 | holding | — | — | — | — | Dec 31, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015.
- F2The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 04/30/12.
- F3The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 01/31/13.
- F4The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
- F5The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2016.