SEC Form 4 · accession 0001209191-16-146485
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Kent
Director
Period of report
Mar 4, 2015
Accepted (ET)
Oct 20, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 15,000 | $13.10 | A | 15,392 | D | |
| Common Stock | holding | — | — | — | 392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.10 | Mar 4, 2015 | M | 15,000 | A | — | Jan 7, 2024 | Common Stock | 15,000 | 0 | D |
| Stock Option (Right to Buy)F3,F2 | $7.62 | holding | — | — | — | — | Mar 19, 2022 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F3,F4 | $6.79 | holding | — | — | — | — | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F5 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F6 | $31.13 | holding | — | — | — | — | Dec 31, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
- F2The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
- F3These stock options are held by Dr. Kent for the benefit of InterSouth Partners. Dr. Kent disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- F4The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 01/31/13.
- F5The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015.
- F6The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2016.