SEC Form 4 · accession 0001209191-16-105545
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
INTERSOUTH PARTNERS VI LP
10% Owner
INTERSOUTH PARTNERS VII L P
10% Owner
Dennis Dougherty
10% Owner
Mitch Mumma
10% Owner
Intersouth Associates VI, LLC
10% Owner
Intersouth Associates VII, LLC
10% Owner
Period of report
Aug 6, 2015
Accepted (ET)
Mar 3, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 6, 2015 | J | 594,258 | $0.00 | D | 1,376,471 | I | by Intersouth Partners VI, L.P |
| Common StockF4 | Aug 6, 2015 | J | 405,742 | $0.00 | D | 939,816 | I | by Intersouth Partners VII, L.P |
| Common StockF2 | Aug 18, 2015 | M | 15,790 | $6.00 | A | 1,392,261 | I | by Intersouth Partners VI, L.P |
| Common StockF4 | Aug 18, 2015 | M | 23,686 | $6.00 | A | 963,502 | I | by Intersouth Partners VII, L.P |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2,F5 | $6.00 | Aug 18, 2015 | M | 15,790 | D | — | Aug 5, 2018 | Common Stock | 15,790 | 0 | I |
| WarrantF4,F5 | $6.00 | Aug 18, 2015 | M | 23,686 | D | — | Aug 5, 2018 | Common Stock | 23,686 | 0 | I |
Explanation of responses
- F1Distribution of shares by Intersouth Partners VI, L.P to its limited partners.
- F2The reportable securities are owned directly by Intersouth Partners VI, L.P. ("ISP VI"). The shares directly held by ISP VI are indirectly held by Intersouth Associates VI, LLC ("ISA VI"), as general partner of ISP VI, and each of the individual managing members of ISA VI. The individual managing members (collectively, the "ISA VI Member Managers") of ISA VI are Mitch Mumma and Dennis Dougherty. ISA VI Member Managers may share voting and dispositive power over the shares directly held by ISP VI.
- F3Distribution of shares by Intersouth Partners VII, L.P to its limited partners.
- F4The reportable securities are owned directly by Intersouth Partners VII, L.P. ("ISP VII"). The shares directly held by ISP VII are indirectly held by Intersouth Associates VII, LLC ("ISA VII"), as general partner of ISP VII, and each of the individual managing members of ISA VII. The individual managing members (collectively, the "ISA VII Member Managers") of ISA VII are Mitch Mumma and Dennis Dougherty. ISA VII Member Managers may share voting and dispositive power over the shares directly held by ISP VII.
- F5Immediately.