SEC Form 4 · accession 0001209191-16-089074
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Johnson
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $31.13 | Jan 1, 2016 | A | 15,000 | A | — | Dec 31, 2025 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F1 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F2 | $2.09 | holding | — | — | — | — | Aug 9, 2019 | Common Stock | 22,105 | 22,105 | D |
| Stock Option (Right to Buy)F3 | $2.09 | holding | — | — | — | — | Jul 28, 2020 | Common Stock | 6,679 | 6,679 | D |
| Stock Option (Right to Buy)F4 | $7.62 | holding | — | — | — | — | Mar 19, 2022 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F5 | $6.79 | holding | — | — | — | — | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F6 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015.
- F2The option vests according to the following schedule: 1/16th of the shares vest at the end of each quarter over the course of 4 years, beginning 07/08/09.
- F3The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over the course of 4 years, beginning 04/26/10.
- F4The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
- F5The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 01/31/13.
- F6The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
- F7The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2016.