SEC Form 4 · accession 0001209191-15-066069
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Kent
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 14, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | J | 68 | $0.00 | A | 68 | D | |
| Common Stock | Aug 6, 2015 | J | 324 | $0.00 | A | 392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.62 | holding | — | — | — | — | Mar 19, 2022 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F4 | $6.79 | holding | — | — | — | — | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F5 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F6 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Pro-rata distribution by Intersouth Partners VI, L.P. ("ISP VI") and Dr. Kent is a partner of Intersouth Partners, the general partner of ISP VI.
- F2Pro-rata distribution by Intersouth Partners VII, L.P. ("ISP VII") and Dr. Kent is a partner of Intersouth Partners, the general partner of ISP VII.
- F3The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
- F4The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 01/31/13.
- F5The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
- F6The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015.