SEC Form 4 · accession 0001209191-15-047132
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Prabhavathi Fernandes
Officer — President and CEO · Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2015 | M | 13,123 | $7.62 | A | 232,412 | D | |
| Common Stock | May 22, 2015 | M | 15,266 | $13.10 | A | 247,678 | D | |
| Common Stock | May 22, 2015 | M | 9,000 | $2.09 | A | 256,678 | D | |
| Common StockF1 | May 22, 2015 | S | 9,000 | $35.721 | D | 247,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $2.09 | May 22, 2015 | M | 9,000 | A | — | Aug 9, 2019 | Common Stock | 82,194 | 73,194 | D |
| Employee Stock Option (Right to Buy)F8 | $7.62 | May 22, 2015 | M | 13,123 | A | — | Mar 19, 2022 | Common Stock | 100,000 | 86,877 | D |
| Employee Stock Option (Right to Buy)F12 | $13.10 | May 22, 2015 | M | 15,266 | A | — | Jan 7, 2024 | Common Stock | 125,000 | 109,734 | D |
| Employee Stock Option (Right to Buy)F2 | $23.51 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 133,499 | 133,499 | D |
| Employee Stock Option (Right to Buy)F3 | $1.43 | holding | — | — | — | — | Aug 7, 2016 | Common Stock | 12,105 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $2.47 | holding | — | — | — | — | Jun 3, 2018 | Common Stock | 54,273 | 54,273 | D |
| Employee Stock Option (Right to Buy)F6 | $2.09 | holding | — | — | — | — | Jul 28, 2020 | Common Stock | 34,133 | 34,133 | D |
| Employee Stock Option (Right to Buy)F7 | $2.09 | holding | — | — | — | — | Dec 7, 2020 | Common Stock | 40,698 | 40,698 | D |
| Employee Stock Option (Right to Buy)F9 | $6.63 | holding | — | — | — | — | Jan 17, 2023 | Common Stock | 150,000 | 150,000 | D |
| Employee Stock Option (Right to Buy)F10 | $6.64 | holding | — | — | — | — | Mar 6, 2023 | Common Stock | 50,000 | 50,000 | D |
| Employee Stock Option (Right to Buy)F11 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $35.92, inclusive.
- F10The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/13.
- F11The option vests according to the following schedule: 1/24th of the shares vest monthly at the end of each month over 24 months, beginning on the third anniversary of the Vesting Commencement Date of 01/01/2014.
- F12The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2014.
- F2The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2015.
- F3The option vested immediately upon its granting on 08/08/06.
- F4The option vested according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 06/03/08 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- F5The option vests according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 08/10/09 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- F6The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 04/26/10.
- F7The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 12/08/10.
- F8The option vests in full on 03/20/13.
- F9The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/2013.