SEC Form 4 · accession 0001209191-15-000247
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Sherrill Neff
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 2, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.51 | Jan 1, 2015 | A | 15,000 | A | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F2 | $7.62 | holding | — | — | — | — | Mar 19, 2022 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F3 | $6.79 | holding | — | — | — | — | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F4 | $13.10 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015. Mr. Neff disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F2The option vests according to the following schedule: 1/12th of the option vests at the end of each month, beginning March 31, 2012. Mr. Neff disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F3The option vests according to the following schedule: 1/12th of the option vests at the end of each month, beginning January 31, 2013. Mr. Neff disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F4The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014. Mr. Neff disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.