SEC Form 4 · accession 0000950142-15-000009
MELINTA THERAPEUTICS, INC. /NEW/ · MLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dov A Goldstein M.D.
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461993
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F1 | $23.51 | Jan 1, 2015 | A | 15,000 | A | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionF2 | $13.10 | holding | — | — | — | Jan 1, 2015 | Jan 7, 2024 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionF2 | $6.79 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionF2 | $7.62 | holding | — | — | — | Jan 1, 2013 | Mar 20, 2022 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning 01/01/15.
- F2These stock options are held by Dr. Goldstein for the benefit of Aisling Capital LLC. Dr. Goldstein disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.