SEC Form 4/A · accession 0001461755-17-000044
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard A. Oglesby Jr.
Officer — EVP, Chief Credit/Risk Officer
Period of report
Feb 8, 2016
Accepted (ET)
Mar 31, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 8, 2016 | M | 3,105 | $0.00 | A | 47,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $10.00 | Feb 8, 2016 | M | 3,105 | D | May 14, 2007 | May 14, 2017 | Common Stock | 3,105 | 0 | D |
Explanation of responses
- F1The transactions reported in this amended Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2015.
- F2This amendment is being filed to correct the total direct holdings and to show that the original transaction included an exercise of options prior to the sale previously reported on the reporting person's Form 4 filed on February 9, 2016.
- F3The option became fully vested three years after the date of grant listed.