SEC Form 4 · accession 0001461755-16-000161
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D. Jones
Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2016 | J | 1,137,669 | $0.00 | D | 2,662,331 | I | By BCP Fund I Southeast Holdings, LLC |
| Common StockF1,F2 | Nov 28, 2016 | J | 1,137,669 | $0.00 | A | 1,137,669 | I | By BankCap Partners Fund I, L.P. |
| Common StockF1,F2 | Nov 28, 2016 | J | 1,137,669 | $0.00 | D | 0 | I | By BankCap Partners Fund I, L.P. |
| Common StockF1,F2 | Nov 28, 2016 | J | 10,981 | $0.00 | A | 10,981 | I | By BankCap Partners GP, L.P. |
| Common Stock | holding | — | — | — | 5,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- F2The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC.
- F3In connection with the Fund Distribution, BankCap Partners GP received 10,981 shares of Common Stock of the issuer.