SEC Form 4 · accession 0001461755-16-000115
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Deriso Jr.
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2016 | M | 30,000 | $10.00 | A | 151,469 | D | |
| Common Stock | Jul 7, 2016 | M | 30,000 | $10.00 | A | 181,469 | D | |
| Common Stock | Jul 7, 2016 | M | 20,000 | $10.00 | A | 201,469 | D | |
| Common Stock | Jul 7, 2016 | M | 100,000 | $10.00 | A | 301,469 | D | |
| Common Stock | Jul 7, 2016 | F | 131,020 | $14.62 | D | 170,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.00 | Jul 7, 2016 | M | 30,000 | D | May 14, 2007 | May 14, 2017 | Common Stock | 30,000 | 52,990 | D |
| Stock Option (Right to Buy)F1 | $10.00 | Jul 7, 2016 | M | 30,000 | D | Jan 20, 2011 | Jan 20, 2021 | Common Stock | 30,000 | 20,000 | D |
| Stock Option (Right to Buy)F1 | $10.00 | Jul 7, 2016 | M | 20,000 | D | Jan 20, 2011 | Jan 20, 2021 | Common Stock | 20,000 | 0 | D |
| Warrant (Right to Buy)F2 | $10.00 | Jul 7, 2016 | M | 100,000 | D | May 14, 2007 | May 14, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The option became fully vested three years after the date of grant listed.
- F2The warrant became fully vested three years after the date of grant listed.