SEC Form 4 · accession 0001461755-16-000112
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Lloyd Williams
Officer — Chief Executive Officer · Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2016 | M | 30,000 | $10.00 | A | 180,651 | D | |
| Common Stock | Jun 24, 2016 | F | 20,633 | $14.54 | D | 160,018 | D | |
| Common Stock | Jun 24, 2016 | M | 100,000 | $10.00 | A | 260,018 | D | |
| Common Stock | Jun 24, 2016 | F | 76,582 | $14.54 | D | 183,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.00 | Jun 24, 2016 | M | 30,000 | D | May 14, 2007 | May 14, 2017 | Common Stock | 30,000 | 39,176 | D |
| Warrant (Right to Buy)F2 | $10.00 | Jun 24, 2016 | M | 100,000 | D | May 14, 2007 | May 14, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The option became fully vested three years after the date of grant listed.
- F2The warrant became fully vested three years after the date of grant listed.