SEC Form 4 · accession 0001461755-16-000088
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Deriso Jr.
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 100 | $10.00 | A | 121,569 | D | |
| Common Stock | May 3, 2016 | S | 100 | $14.49 | D | 121,469 | D | |
| Common Stock | May 4, 2016 | M | 180 | $10.00 | A | 121,649 | D | |
| Common Stock | May 4, 2016 | S | 180 | $14.49 | D | 121,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.00 | May 3, 2016 | M | 100 | D | May 14, 2007 | May 14, 2017 | Common Stock | 100 | 93,170 | D |
| Stock Option (Right to Buy)F2 | $10.00 | May 4, 2016 | M | 180 | D | May 14, 2007 | May 14, 2017 | Common Stock | 180 | 92,990 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2015.
- F2The option became fully vested three years after the date of grant listed.