SEC Form 4/A · accession 0001461755-16-000077
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas Lloyd Williams
Officer — Chief Executive Officer · Director
Period of report
Mar 15, 2016
Accepted (ET)
Apr 14, 2016 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $10.00 | Mar 15, 2016 | M | 638 | D | May 14, 2007 | May 14, 2017 | Common Stock | 638 | 89,091 | D |
Explanation of responses
- F1Due to an administrative error, it was reported that Mr. Williams exercised Warrants; however, he exercised stock options. The exercise price and the sale price, which were reported on the original Form 4 filed on March 16, 2016, were accurately reported. This line represents the transaction that actually occurred on March 15, 2016.
- F2The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2015.
- F3The option became fully vested three years after the date of grant listed.