SEC Form 4 · accession 0001437749-18-001595
HomeTown Bankshares Corp · HMTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie C. Hart
Other
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | M | 5,500 | $10.00 | A | 18,020 | D | |
| Common StockF3 | Jan 31, 2018 | F | 5,063 | $11.40 | D | 12,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $10.00 | Jan 31, 2018 | M | 5,500 | D | — | Jan 31, 2018 | Common Stock | 5,500 | 10,000 | D |
Explanation of responses
- F1Represents shares of HMTA common stock acquired upon the exercise of stock options (see footnote 4 below).
- F2Payment of exercise price and tax liability by withholding securities incident to the exercise of stock options.
- F3Closing price of HMTA on January 31, 2018.
- F4Represents fully vested stock options vested in three equal annual installments beginning on January 31, 2009.