SEC Form 4 · accession 0001382963-18-000144
AIxCrypto Holdings, Inc. · AIXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew W Foehr
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B convertible preferred stockF2,F1 | $1.30 | Nov 5, 2018 | P | 100 | A | Nov 5, 2018 | — | Common Stock | 76,923 | 100 | D |
| Warrant Shares (right to buy)F2 | $1.30 | Nov 5, 2018 | P | 38,461 | A | Nov 5, 2018 | Nov 5, 2023 | Common Stock | 38,461 | 38,461 | D |
Explanation of responses
- F1The Series B convertible preferred stock has no expiration date.
- F2The Reporting Person purchased the shares of Series B convertible preferred stock (the "Series B Shares") from the Issuer in a private placement by the Issuer at a stated price of $1,000 per share and received, in addition to the Series B Shares, a warrant to purchase a number of shares of common stock equal to 50% of the aggregate number of shares of common stock into which his Series B Shares are initally convertible, for no additional consideration.