SEC Form 4 · accession 0001382963-15-000081
AIxCrypto Holdings, Inc. · AIXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Ritter
Officer — President · Director
Period of report
Jun 29, 2015
Accepted (ET)
Jun 30, 2015 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 29, 2015 | C | 817,272 | — | A | 817,272 | I | by Stonehenge Partners LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred StockF2,F1 | — | Jun 29, 2015 | C | 817,272 | D | — | — | Common Stock | 817,272 | 0 | I |
Explanation of responses
- F1Effective on the date of the closing of the issuer's initial public offering, the Convertible Preferred Stock of the issuer held by Stonehenge Partners LLC converted into Common Stock of the issuer on a one-for-one basis and had no expiration date.
- F2As a managing partner of Stonehenge Partners LLC, the reporting person may be deemed the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.