SEC Form 4 · accession 0001382963-15-000078
AIxCrypto Holdings, Inc. · AIXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Doyle
Director
Period of report
Jun 29, 2015
Accepted (ET)
Jun 30, 2015 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 29, 2015 | C | 1,247,804 | — | A | 2,047,804 | I | by Javelin Venture Partners, L.P. |
| Common StockF3,F4 | Jun 29, 2015 | C | 322,753 | — | A | 322,753 | I | by Javelin Venture Partners I SPV I, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred StockF2,F1 | — | Jun 29, 2015 | C | 1,247,804 | D | — | — | Common Stock | 1,247,804 | 0 | I |
| Convertible Preferred StockF4,F3 | — | Jun 29, 2015 | C | 322,753 | D | — | — | Common Stock | 322,753 | 0 | I |
Explanation of responses
- F1Effective on the date of the closing of the issuer's initial public offering, the Convertible Preferred Stock of the issuer held by Javelin Venture Partners, L.P. converted into Common Stock of the issuer on a one-for-one basis and had no expiration date.
- F2As the managing director of Javelin Venture Partners, L.P. the reporting person may be deemed the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.
- F3Effective on the date of the closing of the issuer's initial public offering, the Convertible Preferred Stock of the issuer held by Javelin Venture Partners I SPV I, LLC converted into Common Stock of the issuer on a one-for-one basis and had no expiration date.
- F4As the managing director of Javelin Venture Partners I SPV I, LLC, the reporting person may be deemed the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.