SEC Form 4 · accession 0001437749-26-021721
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Huntley Patrick
Officer — Chief Executive Officer
Period of report
Jun 23, 2026
Accepted (ET)
Jun 25, 2026 · 5:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2026 | M | 12,502 | $0.0005 | A | 544,509 | D | |
| Common Stock | Jun 23, 2026 | J | 1 | $0.0005 | D | 544,508 | D | |
| Common Stock | Jun 23, 2026 | M | 14,286 | $0.0005 | A | 558,794 | D | |
| Common Stock | Jun 23, 2026 | J | 2 | $0.0005 | D | 558,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantF2,F3 | $0.0005 | Jun 23, 2026 | M | 12,502 | D | Jun 17, 2026 | — | Common Stock | 12,502 | 0 | D |
| Pre-Funded WarrantF2,F3 | $0.0005 | Jun 23, 2026 | M | 14,286 | D | Jun 17, 2026 | — | Common Stock | 14,286 | 0 | D |
Explanation of responses
- F1The Reporting Person exercised the pre-funded warrants on a cashless basis.
- F2The pre-funded warrants were immediately exercisable after stockholder approval of the offering of the Issuer's pre-funded warrants, which approval was obtained on June 17, 2026.
- F3The pre-funded warrants terminated when exercised in full. The pre-funded warrants were exercised on June 23, 2026.