SEC Form 4 · accession 0001209191-18-046879
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Brauser
10% Owner
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | S | 150,000 | $2.40 | D | 4,314,895 | D | |
| Common Stock | Aug 15, 2018 | S | 200,000 | $2.30 | D | 4,114,895 | D | |
| Common StockF2 | holding | — | — | — | 1,968,945 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 1,373,646 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 8,130 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 18,137 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock.
- F2Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
- F3Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager.
- F4Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.
- F5Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.