SEC Form 4 · accession 0001209191-17-065794
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel MacLachlan
Officer — Chief Financial Officer
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 7:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | P | 500 | $3.74 | A | 3,500 | I | Held in an IRA |
| Common StockF1 | holding | — | — | — | 301,745 | D | ||
| Common StockF2 | holding | — | — | — | 66,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 214,560 shares which are subject to certain lock-up restrictions. The lock-up restrictions cease upon a change of control.
- F2Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on June 1, 2018 and June 1, 2019, subject to accelerated vesting under certain conditions.