SEC Form 4 · accession 0001209191-17-052305
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jinbo Wang
Officer — Chief Accounting Officer
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | A | 10,000 | $0.00 | A | 10,000 | D | |
| Common Stock | holding | — | — | — | 66,714 | D | ||
| Common StockF2 | holding | — | — | — | 20,000 | D | ||
| Common StockF3 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 7, 2017, the reporting person received a grant of 10,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on September 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.
- F2Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis originally granted on April 13, 2017. The 20,000 remaining restricted stock units vest annually in two equal installments on June 1, 2018 and June 1, 2019, subject to accelerated vesting in certain conditions.
- F3Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The 2,000 remaining restricted stock units vest on August 1, 2018, subject to accelerated vesting in certain conditions.