SEC Form 4 · accession 0001209191-17-052304
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Baker Jordan III
Officer — Chief Operating Officer
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | A | 50,000 | $0.00 | A | 50,000 | D | |
| Common StockF2 | holding | — | — | — | 33,334 | D | ||
| Common Stock | holding | — | — | — | 110,000 | I | Trustee of Revocable Trust for the benefit of the Reporting Person | |
| Common StockF3 | holding | — | — | — | 100,000 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 66,666 | D | ||
| Common Stock | holding | — | — | — | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 7, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on September 1, 2018, 2018 and 2019, subject to accelerated vesting under certain conditions.
- F2Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis originally granted on April 13, 2017. The remaining 33,334 remaining restricted stock units vest annually in two equal installments on June 1, 2018 and June 1, 2019, subject to accelerated vesting in certain conditions.
- F3Reporting Person's Spouse is the Trustee of a Revocable Trust for the benefit of the Reporting Person's Spouse.
- F4Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis originally granted on August 8, 2016. The remaining 66,666 remaining restricted stock units vest annually in two equal installments on August 8, 2018 and August 8, 2019, subject to accelerated vesting in certain conditions.