SEC Form 4 · accession 0001209191-17-039318
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jinbo Wang
Officer — Chief Accounting Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | A | 6,735 | $0.00 | A | 54,235 | D | |
| Common StockF2 | Jun 8, 2017 | F | 3,265 | $4.20 | D | 20,000 | D | |
| Common StockF3 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of 6,735 shares of common stock underlying the restricted stock units ("RSUs") originally granted to the reporting person on April 13, 2017.
- F2Represents the payment of a tax liability upon vesting of the restricted stock units. The remaining RSUs vest in two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.
- F3Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The 4,000 remaining restricted stock units vest in two equal installments on August 1, 2017 and August 1, 2018, subject to accelerated vesting in certain conditions.