SEC Form 4 · accession 0001209191-17-039315
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel MacLachlan
Officer — Chief Financial Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | A | 19,685 | $0.00 | A | 87,185 | D | |
| Common StockF2 | Jun 8, 2017 | F | 13,649 | $4.20 | D | 66,666 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | Held in an IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of 19,685 shares of common stock underlying the restricted stock units "RSUs" originally granted to the reporting person on April 13, 2017
- F2Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in two even installments of June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.