SEC Form 4 · accession 0001209191-17-020695
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Baker Jordan III
Officer — Chief Operating Officer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 6:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | P | 20,000 | $3.60 | A | 100,000 | I | Trustee of Revocable Trust for the benefit of the Reporting Person |
| Common StockF2,F3 | Mar 14, 2017 | P | 20,000 | $3.60 | A | 100,000 | I | See Footnote |
| Common StockF4 | holding | — | — | — | 100,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions at prices ranging from $3.575 to $3.60, with a weighted average price per share of $3.60. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- F2The shares were purchased in multiple transactions at prices ranging from $3.59 to $3.60, with a weighted average price per share of $3.60. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- F3Reporting Person's Spouse is the Trustee of a Revocable Trust for the benefit of the Reporting Person's Spouse.
- F4On August 8, 2016, the reporting person received a grant of 100,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning August 8, 2017.