SEC Form 4 · accession 0001209191-16-157042
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel MacLachlan
Officer — Chief Financial Officer
Period of report
Dec 29, 2016
Accepted (ET)
Dec 29, 2016 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | A | 50,000 | $0.00 | A | 50,000 | D | |
| Common StockF2 | Dec 29, 2016 | F | 16,000 | $3.35 | D | 34,000 | D | |
| Common Stock | holding | — | — | — | 33,500 | D | ||
| Common Stock | holding | — | — | — | 3,000 | I | Held in an IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the delivery of 50,000 shares of common stock underlying restricted stock units originally granted to the reporting person on December 11, 2014, which vested quarterly in eight equal installments beginning in March 2015 and which were deliverable at the end of the two-year term.
- F2Represents the payment of a tax liability by the withholding of 16,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.