SEC Form 4 · accession 0001209191-16-148780
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel MacLachlan
Officer — Chief Financial Officer
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 8:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | P | 1,000 | $3.4499 | A | 3,000 | I | Held in an IRA |
| Common Stock | holding | — | — | — | 33,500 | D | ||
| Common StockF1 | holding | — | — | — | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units were issued on December 11, 2014 and vest quarterly in eight equal installments beginning on March 11, 2015 through December 11, 2016, and are deliverable at the end of the two-year term, subject to accelerated vesting under certain conditions.