SEC Form 4 · accession 0001209191-16-118667
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Conlin
10% Owner · Other
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 7:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2016 | P$0 | 10,050 | — | A | 5,315,250 | D | |
| Common StockF1 | holding | — | — | — | 2,000,000 | I | Held by RSMC Partners, LLC of which the reporting person is a member. | |
| Common Stock | holding | — | — | — | 20,000 | I | Held by Conlin Family Foundation Trust in which the Reporting Person serves as co-trustee. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share of Series B Non-Voting Convertible Preferred Stock (the "Series B Preferred Stock") automatically converted on a one-for-fifty basis into common stock of the Company (the "Common Stock") on February 22, 2016, and had no expiration date.
- F2The shares were purchased in multiple transactions at prices ranging from $4.70 to $4.90, with a weighted average price per share of $4.85.