SEC Form 4 · accession 0001209191-15-063022
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wei Han Tan
Officer — Co-Chief Executive Officer
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2015 | M | 99,800 | — | A | 169,800 | D | |
| Common StockF2 | holding | — | — | — | 160,000 | I | See footnote. | |
| Common StockF3 | holding | — | — | — | 1,929 | I | See footnote. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jul 28, 2015 | M | 99,800 | D | — | — | Common Stock | 99,800 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares held by TGC Partners Limited ("TGC Partners"). Mr. Tan is the sole member and management director of TGC Partners.
- F3Represents shares held by TGC Financial Partners Limited ("TGC Financial"). Mr. Tan owns 51% of TGC Financial.
- F4On January 28, 2015, the reporting person was granted 99,800 restricted stock units, vesting on the earlier of July 28, 2015 or an involuntary separation from service from the issuer other than for cause.