SEC Form 4 · accession 0001209191-15-061987
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Dubner
Officer — Co-Chief Executive Officer · Director
Period of report
Jul 21, 2015
Accepted (ET)
Jul 22, 2015 · 8:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2015 | P | 5,000 | $7.44 | A | 7,000 | D | |
| Common StockF2 | holding | — | — | — | 175,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions ranging from $6.30 to $9.10, with a weighted average price per share of $7.44.
- F2Represents restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest quarterly in three equal installments on March 21, 2016, 2017, and 2018, subject to accelerated vesting under certain conditions.