SEC Form 4 · accession 0001209191-15-049903
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chi-Chuan Chen
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2015 | M | 5,000 | — | A | 9,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 2, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The securities represent the conversion of restricted stock units into common stock on a one-for-one basis.
- F2On January 28, 2015, the reporting person was granted 5,000 restricted stock units vesting July 28, 2015 but subject to accelerated vesting under certain conditions. On June 2, 2015 the restricted stock units vested upon the reporting person not being elected to a renewal term to the Board of Directors.