SEC Form 4 · accession 0001193125-26-393467
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Geygan
Director · 10% Owner
Period of report
Sep 14, 2026
Accepted (ET)
Sep 16, 2026 · 9:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F8 | Aug 14, 2026 | S | 600 | $4.15 | D | 3,126,899 | I | By Global Value Investment Corporation |
| Common StockF1,F2,F8 | Aug 17, 2026 | S | 500 | $4.05 | D | 3,126,399 | I | By Global Value Investment Corporation |
| Common StockF1,F2,F8 | Aug 25, 2026 | S | 2 | $4.15 | D | 3,126,397 | I | By Global Value Investment Corporation |
| Common StockF1,F2,F8 | Aug 28, 2026 | S | 665 | $3.58 | D | 3,125,732 | I | By Global Value Investment Corporation |
| Common StockF1,F2,F8 | Sep 1, 2026 | S | 148 | $3.23 | D | 3,125,584 | I | By Global Value Investment Corporation |
| Common StockF5,F2,F8 | Sep 14, 2026 | P | 12,376 | $3.38 | A | 3,137,960 | I | By Global Value Investment Corporation |
| Common StockF6,F2,F8 | Sep 16, 2026 | J | 135 | — | D | 3,137,825 | I | By Global Value Investment Corporation |
| Common Stock | holding | — | — | — | 101,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2,F8,F3,F4 | $2.20 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
| WarrantsF3,F4 | $2.20 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
Explanation of responses
- F1The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
- F4The Warrants will expire three years from the date of issuance.
- F5The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
- F6As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.
- F7GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation.
- F8The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.